A Guide To Email Archiving: Why It's Important

By
Gino
2022-03-30
a person typing on a laptop next to a cup of coffee.

What is Email Archiving?

Email archiving is the process of storing and preserving emails for an extended period. An email archive is a secure and searchable database that allows users to retrieve emails that are no longer accessible in the system or have been deleted from individual mailboxes. It’s a best practice for organizations to implement email archiving to ensure that they have a reliable, organized and compliant email storage system.

Why is Email Archiving Important?

There are several reasons why email archiving is essential for businesses of all sizes. These include:

1. Legal Compliance and E-Discovery

Email archiving is crucial for legal compliance and e-discovery. In the event of a legal dispute, organizations must be able to produce relevant emails as evidence. Failure to produce these emails can result in hefty fines, legal fees, and reputation damage. Email archiving ensures that all emails are stored securely and can be retrieved quickly in the event of an e-discovery request (E-discovery refers to the process of identifying, collecting, and analyzing electronic data that is relevant to a legal case or investigation).

2. Storage and Space Management

Email archiving helps organizations manage their storage space effectively. As email volume increases, so does the amount of storage space required to store them. Archiving emails frees up valuable storage space and reduces the burden on email servers, leading to better performance and reliability.

3. Data Protection and Security

Emails can contain sensitive and confidential information, such as customer data, financial information, and intellectual property. Email archiving ensures that this data is stored securely and is protected from loss, theft, or damage. It also helps organizations comply with data protection regulations, such as GDPR, HIPAA, SOX, and PCI DSS.

4. Business Continuity and Disaster Recovery

Email archiving is essential for business continuity and disaster recovery. In the event of a system failure or natural disaster, email archives can be used to restore emails quickly and minimize downtime. Email archiving ensures that critical emails are backed up and can be recovered in case of data loss.

How Does Email Archiving Work?

Email archiving works by capturing emails as they are sent and received and storing them in a separate database. The email archive is usually hosted on a dedicated server or in the cloud. Emails can be archived in real-time or at specified intervals, depending on the organization’s requirements. The email archive is accessible through a web-based interface, which allows users to search, view, and retrieve emails.

Types of Email Archiving

There are two main types of email archiving: on-premise and cloud-based. On-premise email archiving involves hosting the email archive on servers located within the organization’s premises. This type of email archiving provides full control over the archive and ensures that sensitive data is kept within the organization’s network. Cloud-based email archiving involves hosting the email archive in the cloud, which offers scalability, flexibility, and cost-effectiveness. Cloud-based email archiving is becoming increasingly popular among businesses of all sizes.

Best Practices for Email Archiving

Define your email archiving policies and procedures

It’s essential to define your email archiving policies and procedures before implementing an email archiving system. This includes deciding which emails to archive, how long to keep them, and how to retrieve them. Having clear policies and procedures in place ensures that the email archiving system is consistent and complies with legal and regulatory requirements.

Choose the right email archiving solution for your organization

Choosing the right email archiving solution is crucial for the success of your email archiving system. Consider factors such as scalability, security, ease of use, and cost when selecting an email archiving solution. Cloud-based solutions are becoming increasingly popular due to their flexibility, scalability, and cost-effectiveness.

Train your employees on email archiving policies and procedures

Your employees play a critical role in ensuring the success of your email archiving system. The best archiving system in the world will fall flat if employees are not using it. It’s essential to provide training on email archiving policies and procedures to ensure they’re followed effectively.

Regularly audit and monitor your email archive

Regularly auditing and monitoring your email archive is essential to ensure that it’s working correctly and is compliant with legal and regulatory requirements. Regular audits can help identify issues such as unauthorized access, data breaches, and email retention violations.

Ensure that your email archive is secure and protected from unauthorized access

Security is a top priority when it comes to email archiving. Ensure that your email archive is secure and protected from unauthorized access by implementing access controls, encryption, and other security measures. Regularly test your email archive to ensure that it’s secure and that your data is protected.

Test your email archiving system regularly to ensure that it’s working correctly

Testing your email archiving system regularly is essential to ensure that it’s working correctly and is compliant with legal and regulatory requirements. Regular testing can help identify issues such as data corruption, system failures, and email retrieval problems. It’s better to be safe than sorry!

Implementing an Email Archiving System

Implementing an email archiving system requires careful planning and execution. Here are the steps to follow:

1. Set up retention policies

Retention policies specify how long to keep emails in the archive before they’re deleted, while access controls specify who can access the email archive and what actions they can perform. They’re both essential for compliance with legal and regulatory requirements, as well as for managing storage space effectively. Ensure that your email archiving system supports both and that they’re set up correctly.

2. Configure search and retrieval options

Search and retrieval options allow users to search for and retrieve emails from the archive. Ensure that your email archiving system supports advanced search and retrieval options, such as keyword search, date range search, and attachment search. Configure search and retrieval options to meet the needs of your organization.

3. Monitor system performance

Monitoring system performance is essential to ensure that your email archiving system is running smoothly and efficiently. Regularly monitor system performance, such as disk space usage, system logs, and system alerts. Address any performance issues promptly to ensure that your email archiving system is working correctly.

4. Test disaster recovery procedures

Disaster recovery procedures are essential for ensuring business continuity in the event of a disaster, such as a natural disaster or cyber-attack. Test disaster recovery procedures regularly to ensure that they’re working correctly and that your email archive can be restored in the event of a disaster.

5. Review and update policies and procedures

Policies and procedures should be reviewed and updated regularly to ensure that they’re up-to-date and relevant. Review policies and procedures at least once a year and update them as necessary. Ensure that your employees are trained on any changes to policies and procedures.

6. Provide ongoing support and training

Ongoing support and training are essential for the success of your email archiving system. Ensure that your employees understand how to use the system effectively and that any issues are addressed promptly.

Email Archiving and GDPR

The General Data Protection Regulation (GDPR) requires organizations to protect the personal data of EU citizens. Email archiving can help organizations comply with GDPR by providing a secure and searchable database of emails containing personal data. Organizations must ensure that their email archiving system is compliant with GDPR and that personal data is processed lawfully, fairly, and transparently.

Email Archiving and HIPAA

The Health Insurance Portability and Accountability Act (HIPAA) requires healthcare organizations to protect the privacy and security of patients’ health information. Email archiving can help healthcare organizations comply with HIPAA by providing a secure and searchable database of emails containing patient health information. Healthcare organizations must ensure that their email archiving system is compliant with HIPAA and that patient health information is protected from unauthorized access.

Email Archiving and SOX

The Sarbanes-Oxley Act (SOX) requires public companies to maintain accurate and complete financial records. Email archiving can help organizations comply with SOX by providing a secure and searchable database of emails containing financial information. Organizations must ensure that their email archiving system is compliant with SOX and that financial records are accurate and complete.

Email Archiving and PCI DSS

The Payment Card Industry Data Security Standard (PCI DSS) requires organizations that process credit card transactions to protect cardholder data. Email archiving can help organizations comply with PCI DSS by providing a secure and searchable database of emails containing cardholder data. Organizations must ensure that their email archiving system is compliant with PCI DSS and that cardholder data is protected from unauthorized access.

In Summary

Email archiving is essential for businesses of all sizes. It helps organizations comply with legal and regulatory requirements, manage storage space effectively, protect sensitive data, ensure business continuity, and minimize downtime. Implementing an email archiving system requires careful planning and execution, and organizations must follow best practices to ensure that their email archiving system is effective and compliant.

FAQs

1. What is the difference between email archiving and email backup?

Email backup involves making a copy of all emails and storing them in a separate location for data recovery purposes. Email archiving involves storing emails in a separate database for long-term storage and retrieval.

2. How long should organizations keep archived emails?

The retention period for archived emails depends on the organization’s legal, regulatory, and business requirements. Some regulations require organizations to retain certain emails for a specific period, while others leave it up to the organization’s discretion.

3. Can email archives be searched and retrieved?

Yes, email archives are searchable and retrievable through a web-based interface. Users can search for emails using various search criteria, such as sender, recipient, date, and keywords.

4. Can email archiving systems be integrated with other business applications?

Yes, email archiving systems can be integrated with other business applications, such as CRM, ERP, and HR systems. Integration allows users to access email archives directly from other business applications.

5. Is email archiving expensive?

The cost of email archiving depends on the size of the organization, the volume of emails being archived, and the type of email archiving solution being used. Cloud-based email archiving solutions are typically more cost-effective than on-premise solutions. However, organizations must consider the total cost of ownership, including hardware, software, and maintenance costs, before choosing an email archiving solution.

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